| Ticker | Owner | Relationship | Date | Transaction | Cost | #Shares | Value ($) | #Shares Total | SEC Form 4 |
|---|---|---|---|---|---|---|---|---|---|
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jun 16 '26 | Sale | 9.00 | 195,492 | 1,759,428 | 6,574,236 | Jun 16 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Nov 17 '23 | Buy | 21.23 | 30,000 | 636,858 | 6,778,773 | Nov 17 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 21 '23 | Buy | 47.31 | 25,000 | 1,182,778 | 6,748,773 | Aug 22 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jul 26 '23 | Buy | 55.00 | 72,727 | 3,999,985 | 6,723,773 | Jul 27 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jul 25 '23 | Buy | 55.00 | 72,727 | 3,999,985 | 6,723,773 | Jul 26 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jun 13 '23 | Buy | 37.91 | 6,199 | 234,984 | 6,651,046 | Jun 15 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 16 '23 | Buy | 32.95 | 40,000 | 1,318,124 | 6,665,631 | May 17 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 08 '23 | Buy | 34.66 | 25,000 | 866,413 | 6,620,631 | May 08 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 17 '23 | Buy | 29.90 | 25,000 | 747,463 | 6,620,631 | Mar 20 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 15 '23 | Buy | 29.87 | 12,963 | 387,223 | 6,595,631 | Mar 16 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 07 '23 | Buy | 40.53 | 19,000 | 770,075 | 6,582,668 | Mar 07 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Feb 08 '23 | Option Exercise | 0.00 | 300,000 | 0 | 6,525,943 | Feb 10 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Feb 08 '23 | Buy | 40.18 | 135,923 | 5,460,788 | 6,375,943 | Feb 09 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 29 '22 | Buy | 33.82 | 20,541 | 694,651 | 6,240,020 | Dec 30 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 28 '22 | Buy | 31.29 | 6,023 | 188,462 | 6,219,479 | Dec 30 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 16 '22 | Buy | 40.13 | 120,000 | 4,815,612 | 6,213,456 | Dec 19 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 15 '22 | Buy | 40.34 | 24,715 | 996,902 | 6,093,456 | Dec 15 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 14 '22 | Buy | 41.93 | 38,812 | 1,627,244 | 6,068,741 | Dec 15 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 05 '22 | Buy | 43.92 | 50,000 | 2,196,025 | 6,029,929 | Dec 05 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 02 '22 | Buy | 44.33 | 1,514 | 67,111 | 5,979,929 | Dec 05 12:00 AM |
| RILY | RILEY BRYANT R | Director | Oct 11 '22 | Buy | 12.60 | 5,866 | 73,912 | 1,038,526 | Oct 11 12:00 AM |
| RILY | RILEY BRYANT R | Director | Oct 07 '22 | Buy | 12.75 | 10,000 | 127,463 | 1,032,660 | Oct 11 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Sep 16 '22 | Buy | 46.83 | 8,509 | 398,453 | 5,978,415 | Sep 19 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Sep 14 '22 | Buy | 47.47 | 27,000 | 1,281,752 | 5,969,906 | Sep 14 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 31 '22 | Buy | 49.76 | 25,000 | 1,243,898 | 5,944,906 | Sep 01 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 30 '22 | Buy | 49.17 | 25,000 | 1,229,338 | 5,919,906 | Sep 01 12:00 AM |
| BW | RILEY BRYANT R | director: | Jul 20 '22 | Option Exercise | 0.00 | 3,083,334 | 0 | 0 | Jul 26 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 13 '22 | Buy | 48.30 | 50,000 | 2,414,860 | 5,839,609 | May 13 12:00 AM |
| BW | RILEY BRYANT R | director: | May 12 '22 | Buy | 5.71 | 400,000 | 2,284,640 | 11,531,099 | May 13 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 11 '22 | Buy | 45.70 | 16,296 | 744,791 | 5,789,609 | May 12 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 09 '22 | Buy | 46.99 | 75,000 | 3,523,990 | 5,773,313 | May 10 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 03 '22 | Buy | 48.71 | 48,814 | 2,377,662 | 5,698,313 | May 03 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 02 '22 | Buy | 46.85 | 192,529 | 9,020,138 | 5,649,499 | May 03 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 09 '22 | Buy | 62.83 | 30,000 | 1,884,981 | 5,456,970 | Mar 10 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 01 '22 | Buy | 58.63 | 35,542 | 2,083,849 | 5,426,970 | Mar 02 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Feb 28 '22 | Buy | 58.77 | 49,458 | 2,906,647 | 5,391,428 | Mar 02 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 06 '21 | Buy | 75.17 | 1,722 | 129,444 | 5,347,320 | Dec 07 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Nov 17 '21 | Buy | 77.35 | 20,000 | 1,547,000 | 5,218,633 | Nov 18 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 19 '21 | Buy | 60.61 | 135,000 | 8,181,729 | 5,198,633 | Aug 19 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 17 '21 | Buy | 63.59 | 15,000 | 953,900 | 5,063,633 | Aug 17 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 13 '21 | Buy | 64.48 | 8,005 | 516,175 | 5,048,633 | Aug 13 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 11 '21 | Buy | 67.68 | 1,359 | 91,973 | 5,040,628 | Aug 13 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 10 '21 | Buy | 68.22 | 15,000 | 1,023,263 | 5,039,269 | Aug 11 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 04 '21 | Buy | 64.98 | 901 | 58,551 | 15,197 | Aug 06 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jun 07 '21 | Buy | 66.31 | 3,329 | 220,744 | 14,746 | Jun 08 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jun 04 '21 | Buy | 67.32 | 5,000 | 336,578 | 11,417 | Jun 08 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jan 29 '21 | Buy | 48.25 | 1,500 | 72,370 | 4,983,177 | Feb 02 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jan 28 '21 | Buy | 48.71 | 6,791 | 330,817 | 4,981,677 | Jan 29 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jan 27 '21 | Buy | 48.21 | 19,116 | 921,545 | 4,974,886 | Jan 29 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jan 26 '21 | Buy | 48.56 | 4,093 | 198,767 | 4,955,770 | Jan 27 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jan 22 '21 | Buy | 47.40 | 7,474 | 354,259 | 4,951,677 | Jan 25 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jan 13 '21 | Buy | 46.00 | 100,000 | 4,600,000 | 4,950,005 | Jan 13 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Dec 03 '20 | Option Exercise | 17.50 | 400,000 | 7,000,000 | 4,949,165 | Dec 07 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Nov 19 '20 | Buy | 32.53 | 15,000 | 487,985 | 4,749,165 | Nov 20 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Nov 03 '20 | Buy | 26.66 | 201,728 | 5,377,723 | 4,734,165 | Nov 05 12:00 AM |
| RILY | RILEY BRYANT R | 10% Owner | Aug 10 '20 | Option Exercise | 12.01 | 55,556 | 667,228 | 74,517 | Oct 20 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Sep 08 '20 | Buy | 25.59 | 1,224 | 31,328 | 4,674,165 | Sep 09 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Sep 04 '20 | Buy | 26.21 | 2,282 | 59,815 | 4,672,941 | Sep 08 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Sep 02 '20 | Buy | 27.15 | 15,700 | 426,255 | 4,670,659 | Sep 03 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 26 '20 | Buy | 26.67 | 20,000 | 533,312 | 4,655,659 | Aug 27 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 06 '20 | Buy | 27.15 | 25,000 | 678,745 | 4,635,659 | Aug 07 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jun 10 '20 | Buy | 22.74 | 10,689 | 243,094 | 4,610,659 | Jun 10 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jun 09 '20 | Buy | 22.98 | 9,311 | 213,946 | 4,599,970 | Jun 10 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Jun 03 '20 | Buy | 20.81 | 40,000 | 832,260 | 4,590,659 | Jun 04 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 21 '20 | Buy | 18.25 | 1,835 | 33,485 | 4,550,659 | May 26 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 11 '20 | Buy | 20.20 | 4,654 | 94,022 | 4,507,342 | Mar 13 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 14 '19 | Buy | 20.09 | 8,269 | 166,106 | 4,502,688 | Aug 15 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Aug 13 '19 | Buy | 20.53 | 11,731 | 240,785 | 4,494,419 | Aug 15 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 09 '19 | Buy | 19.28 | 25,516 | 491,839 | 4,444,207 | May 09 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 08 '19 | Buy | 19.25 | 9,738 | 187,455 | 4,418,691 | May 09 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | May 07 '19 | Buy | 19.00 | 4,975 | 94,525 | 4,408,953 | May 09 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 08 '19 | Buy | 16.95 | 32,945 | 558,273 | 4,403,978 | Mar 08 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 07 '19 | Buy | 16.93 | 13,945 | 236,051 | 4,371,033 | Mar 08 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Mar 06 '19 | Buy | 16.82 | 3,110 | 52,320 | 4,357,088 | Mar 08 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Feb 22 '19 | Buy | 16.63 | 1,201 | 19,973 | 4,353,978 | Feb 25 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Feb 21 '19 | Buy | 16.28 | 19,512 | 317,644 | 4,352,777 | Feb 25 12:00 AM |
| RILY | RILEY BRYANT R | Chairman and Co-CEO | Feb 13 '19 | Buy | 15.65 | 12,699 | 198,709 | 4,333,265 | Feb 14 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Jan 31 '08 | Sale | 2.05 | 100 | 205 | 410,629 | Feb 04 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Jan 29 '08 | Sale | 2.05 | 16,466 | 33,755 | 410,729 | Jan 30 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Jan 28 '08 | Sale | 2.05 | 1,800 | 3,690 | 427,195 | Jan 30 12:00 AM |
| APLD | RILEY BRYANT R | Director | Oct 16 '07 | Buy | 1.94 | 66,145 | 128,321 | 66,145 | Oct 18 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Mar 09 '07 | Buy | 2.42 | 99,055 | 239,713 | 922,755 | Mar 13 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Jan 09 '07 | Buy | 1.15 | 10,000 | 11,500 | 10,900 | Jan 11 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Jan 08 '07 | Buy | 1.15 | 300 | 346 | 5,900 | Jan 09 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Jan 05 '07 | Buy | 1.15 | 100 | 115 | 5,750 | Jan 09 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | Jun 09 '06 | Buy | 2.37 | 331,300 | 785,181 | 823,700 | Jan 04 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | May 30 '06 | Buy | 2.32 | 6,500 | 15,056 | 492,400 | Jan 04 12:00 AM |
| APLD | RILEY BRYANT R | 10% Owner | May 26 '06 | Buy | 2.30 | 10,000 | 23,000 | 485,900 | Jan 04 12:00 AM |
| APLD | RILEY BRYANT R | Oct 31 '05 | Sale | 3.74 | 49,500 | 185,333 | 3,500 | Nov 01 12:00 AM | |
| APLD | RILEY BRYANT R | Oct 28 '05 | Sale | 3.44 | 40,000 | 137,444 | 701,600 | Nov 01 12:00 AM | |
| APLD | RILEY BRYANT R | Oct 27 '05 | Sale | 3.21 | 1,500 | 4,813 | 2,600 | Nov 01 12:00 AM |