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| Ticker | Owner | Relationship | Date | Transaction | Cost | #Shares | Value ($) | #Shares Total | SEC Form 4 |
|---|---|---|---|---|---|---|---|---|---|
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 16 '23 | Option Exercise | 0.33 | 200,000 | 66,000 | 2,290,073 | Feb 17 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 16 '23 | Sale | 1.08 | 100,000 | 108,000 | 2,190,073 | Feb 17 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jan 17 '23 | Option Exercise | 0.26 | 200,000 | 51,000 | 2,327,950 | Jan 19 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jan 17 '23 | Sale | 1.28 | 100,000 | 128,000 | 2,227,950 | Jan 19 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 16 '22 | Option Exercise | 0.26 | 191,618 | 48,863 | 848,349 | Dec 20 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 16 '22 | Sale | 1.43 | 95,809 | 137,007 | 752,540 | Dec 20 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 14 '22 | Option Exercise | 0.26 | 200,000 | 51,000 | 852,540 | Oct 14 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 14 '22 | Sale | 1.66 | 100,000 | 166,000 | 752,540 | Oct 14 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jul 14 '22 | Sale | 2.72 | 150,000 | 408,000 | 752,540 | Jul 15 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jul 14 '22 | Option Exercise | 0.22 | 450,000 | 99,000 | 902,540 | Jul 15 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 13 '22 | Option Exercise | 0.33 | 250,000 | 82,500 | 877,540 | May 13 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 13 '22 | Sale | 1.92 | 125,000 | 240,000 | 752,540 | May 13 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Mar 16 '22 | Option Exercise | 0.22 | 245,469 | 54,004 | 904,764 | Mar 18 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Mar 16 '22 | Sale | 2.65 | 81,823 | 216,831 | 752,540 | Mar 18 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 14 '22 | Option Exercise | 0.33 | 180,000 | 59,400 | 986,587 | Feb 16 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 14 '22 | Sale | 3.74 | 90,000 | 336,600 | 752,540 | Feb 16 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 16 '21 | Sale | 5.22 | 115,000 | 600,300 | 1,145,299 | Dec 17 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Nov 16 '21 | Sale | 8.04 | 115,000 | 924,600 | 1,260,299 | Nov 18 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Nov 01 '21 | Option Exercise | 0.51 | 230,734 | 117,674 | 622,352 | Nov 03 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Nov 01 '21 | Sale | 14.15 | 115,367 | 1,632,443 | 406,000 | Nov 03 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 15 '21 | Option Exercise | 0.33 | 250,000 | 82,500 | 1,076,587 | Oct 15 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 15 '21 | Sale | 9.80 | 125,000 | 1,225,000 | 406,000 | Oct 15 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Sep 15 '21 | Option Exercise | 0.33 | 250,000 | 82,500 | 1,201,587 | Sep 17 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Sep 15 '21 | Sale | 7.52 | 125,000 | 940,000 | 406,000 | Sep 17 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 08 '21 | Option Exercise | 0.33 | 45,600 | 15,048 | 1,326,587 | Jun 09 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 08 '21 | Sale | 10.98 | 22,800 | 250,344 | 406,000 | Jun 09 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 07 '21 | Option Exercise | 0.33 | 15,516 | 5,120 | 1,349,387 | Jun 09 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 07 '21 | Sale | 10.94 | 7,758 | 84,873 | 406,000 | Jun 09 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 03 '21 | Sale | 14.24 | 195,809 | 2,788,320 | 406,000 | May 03 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 03 '21 | Option Exercise | 0.51 | 391,618 | 199,726 | 737,719 | May 03 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 12 '19 | Buy | 0.35 | 143,000 | 50,050 | 406,000 | Dec 13 12:00 AM |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 11 '19 | Buy | 0.41 | 263,000 | 107,830 | 263,000 | Dec 13 12:00 AM |