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| Ticker | Owner | Relationship | Date | Transaction | Cost | #Shares | Value ($) | #Shares Total | SEC Form 4 |
|---|---|---|---|---|---|---|---|---|---|
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 16 '23 | Sale | 1.08 | 100,000 | 108,000 | 2,190,073 | Feb 17 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 16 '23 | Option Exercise | 0.33 | 100,000 | 33,000 | 2,290,073 | Feb 17 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jan 17 '23 | Option Exercise | 0.51 | 100,000 | 51,000 | 2,327,950 | Jan 19 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jan 17 '23 | Sale | 1.28 | 100,000 | 128,000 | 2,227,950 | Jan 19 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 16 '22 | Option Exercise | 0.51 | 95,809 | 48,863 | 848,349 | Dec 20 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 16 '22 | Sale | 1.43 | 95,809 | 137,007 | 752,540 | Dec 20 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 14 '22 | Option Exercise | 0.51 | 100,000 | 51,000 | 852,540 | Oct 14 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 14 '22 | Sale | 1.66 | 100,000 | 166,000 | 752,540 | Oct 14 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jul 14 '22 | Sale | 2.72 | 150,000 | 408,000 | 752,540 | Jul 15 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jul 14 '22 | Option Exercise | 0.33 | 150,000 | 49,500 | 902,540 | Jul 15 |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 13 '22 | Option Exercise | 0.33 | 125,000 | 41,250 | 877,540 | May 13 |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 13 '22 | Sale | 1.92 | 125,000 | 240,000 | 752,540 | May 13 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Mar 16 '22 | Option Exercise | 0.33 | 81,823 | 27,002 | 834,363 | Mar 18 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Mar 16 '22 | Sale | 2.65 | 81,823 | 216,831 | 752,540 | Mar 18 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 14 '22 | Option Exercise | 0.33 | 90,000 | 29,700 | 842,540 | Feb 16 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Feb 14 '22 | Sale | 3.74 | 90,000 | 336,600 | 752,540 | Feb 16 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 16 '21 | Sale | 5.22 | 115,000 | 600,300 | 1,145,299 | Dec 17 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Nov 16 '21 | Sale | 8.04 | 115,000 | 924,600 | 1,260,299 | Nov 18 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Nov 01 '21 | Option Exercise | 0.51 | 115,367 | 58,837 | 521,367 | Nov 03 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Nov 01 '21 | Sale | 14.15 | 115,367 | 1,632,443 | 406,000 | Nov 03 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 15 '21 | Option Exercise | 0.33 | 125,000 | 41,250 | 531,000 | Oct 15 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Oct 15 '21 | Sale | 9.80 | 125,000 | 1,225,000 | 406,000 | Oct 15 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Sep 15 '21 | Option Exercise | 0.33 | 125,000 | 41,250 | 531,000 | Sep 17 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Sep 15 '21 | Sale | 7.52 | 125,000 | 940,000 | 406,000 | Sep 17 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 08 '21 | Option Exercise | 0.33 | 22,800 | 7,524 | 428,800 | Jun 09 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 08 '21 | Sale | 10.98 | 22,800 | 250,344 | 406,000 | Jun 09 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 07 '21 | Option Exercise | 0.33 | 7,758 | 2,560 | 413,758 | Jun 09 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Jun 07 '21 | Sale | 10.94 | 7,758 | 84,873 | 406,000 | Jun 09 |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 03 '21 | Sale | 14.24 | 195,809 | 2,788,320 | 406,000 | May 03 |
| OCGN | Musunuri Shankar | Chief Executive Officer | May 03 '21 | Option Exercise | 0.51 | 195,809 | 99,863 | 601,809 | May 03 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 12 '19 | Buy | 0.35 | 143,000 | 50,050 | 406,000 | Dec 13 |
| OCGN | Musunuri Shankar | Chief Executive Officer | Dec 11 '19 | Buy | 0.41 | 263,000 | 107,830 | 263,000 | Dec 13 |