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| Ticker | Owner | Relationship | Date | Transaction | Cost | #Shares | Value ($) | #Shares Total | SEC Form 4 |
|---|---|---|---|---|---|---|---|---|---|
| UPST | Gu Paul | Chief Executive Officer | May 13 '26 | Buy | 27.50 | 50,000 | 1,375,000 | 70,000 | May 14 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 11 '25 | Buy | 39.23 | 100,000 | 3,922,800 | 80,000 | Nov 13 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Sep 02 '25 | Option Exercise | 6.34 | 10,000 | 63,400 | 1,152,156 | Sep 04 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Sep 02 '25 | Sale | 68.61 | 5,000 | 343,059 | 1,147,156 | Sep 04 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jun 17 '25 | Option Exercise | 3.80 | 50,000 | 190,000 | 1,147,156 | Jun 20 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | May 19 '25 | Option Exercise | 3.80 | 50,000 | 190,000 | 1,122,156 | May 21 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Apr 14 '25 | Option Exercise | 3.80 | 50,000 | 190,000 | 1,097,156 | Apr 16 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Mar 10 '25 | Option Exercise | 18.04 | 36,226 | 653,640 | 1,072,156 | Mar 10 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Mar 06 '25 | Option Exercise | 18.04 | 36,226 | 653,640 | 1,054,043 | Mar 10 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Feb 20 '25 | Sale | 79.02 | 12,007 | 948,826 | 1,006,599 | Feb 24 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jan 31 '25 | Option Exercise | 6.92 | 48,132 | 333,000 | 1,017,923 | Feb 04 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jan 13 '25 | Option Exercise | 2.15 | 61,584 | 132,406 | 993,857 | Jan 15 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jan 07 '25 | Option Exercise | 2.15 | 100,000 | 215,000 | 963,065 | Jan 10 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 30 '24 | Option Exercise | 2.15 | 100,000 | 215,000 | 913,065 | Dec 31 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 06 '24 | Option Exercise | 1.17 | 80,452 | 94,128 | 903,291 | Dec 06 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 06 '24 | Sale | 75.46 | 40,226 | 3,035,318 | 863,065 | Dec 06 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 05 '24 | Option Exercise | 1.17 | 8,038 | 9,404 | 867,084 | Dec 06 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 05 '24 | Sale | 75.00 | 4,019 | 301,425 | 863,065 | Dec 06 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 04 '24 | Option Exercise | 1.17 | 56,310 | 65,882 | 891,220 | Dec 06 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 04 '24 | Sale | 75.06 | 28,155 | 2,113,326 | 863,065 | Dec 06 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 02 '24 | Option Exercise | 1.17 | 175,200 | 204,984 | 950,665 | Dec 04 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Dec 02 '24 | Sale | 69.39 | 87,600 | 6,078,466 | 863,065 | Dec 04 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 25 '24 | Option Exercise | 1.17 | 117,572 | 137,560 | 921,851 | Nov 27 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 25 '24 | Sale | 75.93 | 58,786 | 4,463,815 | 863,065 | Nov 27 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 21 '24 | Sale | 75.03 | 21,214 | 1,591,593 | 863,065 | Nov 22 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 21 '24 | Option Exercise | 1.17 | 42,428 | 49,640 | 884,279 | Nov 22 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 20 '24 | Sale | 69.82 | 15,500 | 1,082,163 | 863,065 | Nov 22 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 15 '24 | Sale | 66.58 | 65,000 | 4,327,774 | 878,565 | Nov 19 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Nov 15 '24 | Option Exercise | 1.17 | 130,000 | 152,100 | 943,565 | Nov 19 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Oct 14 '24 | Sale | 50.26 | 20,000 | 1,005,134 | 878,565 | Oct 15 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Oct 14 '24 | Option Exercise | 1.17 | 40,000 | 46,800 | 898,565 | Oct 15 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Oct 04 '24 | Option Exercise | 1.17 | 17,600 | 20,592 | 887,365 | Oct 08 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Oct 04 '24 | Sale | 40.10 | 8,800 | 352,906 | 878,565 | Oct 08 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Oct 01 '24 | Option Exercise | 1.17 | 72,400 | 84,708 | 914,765 | Oct 03 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Oct 01 '24 | Sale | 39.22 | 36,200 | 1,419,673 | 878,565 | Oct 03 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Sep 03 '24 | Option Exercise | 1.17 | 90,000 | 105,300 | 923,565 | Sep 05 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Sep 03 '24 | Sale | 40.86 | 45,000 | 1,838,497 | 878,565 | Sep 05 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Aug 20 '24 | Sale | 38.31 | 16,064 | 615,487 | 878,565 | Aug 21 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Aug 19 '24 | Option Exercise | 1.17 | 20,000 | 23,400 | 904,629 | Aug 21 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Aug 19 '24 | Sale | 40.01 | 10,000 | 400,072 | 894,629 | Aug 21 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Aug 15 '24 | Option Exercise | 1.17 | 70,000 | 81,900 | 929,629 | Aug 19 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Aug 15 '24 | Sale | 37.04 | 35,000 | 1,296,245 | 894,629 | Aug 19 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jul 15 '24 | Option Exercise | 1.17 | 20,000 | 23,400 | 904,629 | Jul 17 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jul 15 '24 | Sale | 30.05 | 10,000 | 300,541 | 894,629 | Jul 17 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jul 11 '24 | Sale | 25.88 | 10,000 | 258,765 | 894,629 | Jul 15 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jul 11 '24 | Option Exercise | 1.17 | 20,000 | 23,400 | 904,629 | Jul 15 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jul 01 '24 | Option Exercise | 1.17 | 10,000 | 11,700 | 899,629 | Jul 03 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jul 01 '24 | Sale | 23.52 | 5,000 | 117,591 | 894,629 | Jul 03 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jun 03 '24 | Option Exercise | 1.17 | 30,000 | 35,100 | 909,629 | Jun 05 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Jun 03 '24 | Sale | 25.20 | 15,000 | 378,002 | 894,629 | Jun 05 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | May 20 '24 | Sale | 25.61 | 15,131 | 387,478 | 894,629 | May 21 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | May 17 '24 | Option Exercise | 8.88 | 32,328 | 287,072 | 909,760 | May 21 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | May 15 '24 | Option Exercise | 0.96 | 160,000 | 153,000 | 973,596 | May 16 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | May 15 '24 | Sale | 29.52 | 80,000 | 2,361,282 | 893,596 | May 16 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Apr 01 '24 | Option Exercise | 0.60 | 120,000 | 72,000 | 953,596 | Apr 03 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Apr 01 '24 | Sale | 26.31 | 60,000 | 1,578,672 | 893,596 | Apr 03 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Mar 01 '24 | Sale | 25.66 | 30,000 | 769,772 | 893,596 | Mar 04 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Mar 01 '24 | Option Exercise | 0.60 | 60,000 | 36,000 | 923,596 | Mar 04 12:00 AM |
| UPST | Gu Paul | Chief Technology Offier | Feb 20 '24 | Sale | 25.28 | 16,423 | 415,214 | 832,395 | Feb 22 12:00 AM |