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| Ticker | Owner | Relationship | Date | Transaction | Cost | #Shares | Value ($) | #Shares Total | SEC Form 4 |
|---|---|---|---|---|---|---|---|---|---|
| UPST | Girouard Dave | director, 10 percent owner: | May 07 '26 | Option Exercise | 0.83 | 835,075 | 693,112 | 9,348,016 | May 08 |
| UPST | Girouard Dave | director, 10 percent owner: | May 07 '26 | Buy | 29.37 | 170,240 | 4,999,607 | 8,512,941 | May 08 |
| UPST | Girouard Dave | Chief Executive Officer | Sep 15 '25 | Option Exercise | 0.83 | 41,667 | 34,584 | 94,281 | Sep 17 |
| UPST | Girouard Dave | Chief Executive Officer | Sep 15 '25 | Sale | 64.93 | 41,667 | 2,705,545 | 52,614 | Sep 17 |
| UPST | Girouard Dave | Chief Executive Officer | Aug 15 '25 | Option Exercise | 0.83 | 41,667 | 34,584 | 94,281 | Aug 19 |
| UPST | Girouard Dave | Chief Executive Officer | Aug 15 '25 | Sale | 63.27 | 41,667 | 2,636,434 | 52,614 | Aug 19 |
| UPST | Girouard Dave | Chief Executive Officer | Jul 15 '25 | Option Exercise | 0.83 | 41,667 | 34,584 | 94,281 | Jul 17 |
| UPST | Girouard Dave | Chief Executive Officer | Jul 15 '25 | Sale | 75.07 | 41,667 | 3,127,831 | 52,614 | Jul 17 |
| UPST | Girouard Dave | Chief Executive Officer | Jun 20 '25 | Option Exercise | 0.83 | 41,667 | 34,584 | 94,281 | Jun 24 |
| UPST | Girouard Dave | Chief Executive Officer | Jun 20 '25 | Sale | 60.05 | 41,667 | 2,501,983 | 52,614 | Jun 24 |
| UPST | Girouard Dave | Chief Executive Officer | Jun 11 '25 | Option Exercise | 0.83 | 41,667 | 34,584 | 94,281 | Jun 13 |
| UPST | Girouard Dave | Chief Executive Officer | Jun 11 '25 | Sale | 60.11 | 41,667 | 2,504,524 | 52,614 | Jun 13 |
| UPST | Girouard Dave | Chief Executive Officer | Feb 20 '25 | Sale | 79.01 | 4,524 | 357,444 | 52,614 | Feb 24 |
| UPST | Girouard Dave | Chief Executive Officer | Feb 18 '25 | Option Exercise | 0.83 | 41,667 | 34,584 | 98,805 | Feb 20 |
| UPST | Girouard Dave | Chief Executive Officer | Feb 18 '25 | Sale | 84.65 | 41,667 | 3,526,909 | 57,138 | Feb 20 |
| UPST | Girouard Dave | Chief Executive Officer | Jan 15 '25 | Option Exercise | 0.83 | 41,667 | 34,584 | 98,805 | Jan 17 |
| UPST | Girouard Dave | Chief Executive Officer | Jan 15 '25 | Sale | 62.60 | 41,667 | 2,608,236 | 57,138 | Jan 17 |
| UPST | Girouard Dave | Chief Executive Officer | Dec 16 '24 | Option Exercise | 0.83 | 41,667 | 34,584 | 98,805 | Dec 18 |
| UPST | Girouard Dave | Chief Executive Officer | Dec 16 '24 | Sale | 83.28 | 41,667 | 3,470,228 | 57,138 | Dec 18 |
| UPST | Girouard Dave | Chief Executive Officer | Nov 20 '24 | Sale | 69.79 | 4,374 | 305,248 | 57,138 | Nov 22 |
| UPST | Girouard Dave | Chief Executive Officer | Nov 15 '24 | Option Exercise | 0.83 | 41,667 | 34,584 | 103,179 | Nov 19 |
| UPST | Girouard Dave | Chief Executive Officer | Nov 15 '24 | Sale | 65.41 | 41,667 | 2,725,423 | 61,512 | Nov 19 |
| UPST | Girouard Dave | Chief Executive Officer | Nov 08 '24 | Option Exercise | 0.83 | 41,667 | 34,584 | 103,179 | Nov 12 |
| UPST | Girouard Dave | Chief Executive Officer | Nov 08 '24 | Sale | 65.15 | 41,667 | 2,714,455 | 61,512 | Nov 12 |
| UPST | Girouard Dave | Chief Executive Officer | Aug 20 '24 | Sale | 38.35 | 3,361 | 128,879 | 61,512 | Aug 21 |
| UPST | Girouard Dave | Chief Executive Officer | May 20 '24 | Sale | 25.62 | 2,997 | 76,783 | 64,873 | May 22 |
| UPST | Girouard Dave | Chief Executive Officer | Feb 20 '24 | Sale | 25.29 | 4,158 | 105,176 | 67,870 | Feb 22 |