| Ticker | Owner | Relationship | Date | Transaction | Cost | #Shares | Value ($) | #Shares Total | SEC Form 4 |
|---|---|---|---|---|---|---|---|---|---|
| HCXY | Fallon Thomas J | Director | Mar 26 '26 | Buy | 14.30 | 7,300 | 104,390 | 157,669 | Mar 30 12:00 AM |
| HTGC | Fallon Thomas J | Director | Mar 26 '26 | Buy | 14.30 | 7,300 | 104,390 | 157,669 | Mar 30 12:00 AM |
| HTGC | Fallon Thomas J | Director | Feb 27 '26 | Buy | 14.20 | 20,000 | 284,000 | 150,369 | Feb 27 12:00 AM |
| HCXY | Fallon Thomas J | Director | Feb 27 '26 | Buy | 14.20 | 20,000 | 284,000 | 150,369 | Feb 27 12:00 AM |
| HCXY | Fallon Thomas J | Director | Feb 24 '26 | Buy | 14.98 | 10,000 | 149,800 | 130,369 | Feb 25 12:00 AM |
| HTGC | Fallon Thomas J | Director | Feb 24 '26 | Buy | 14.98 | 10,000 | 149,800 | 130,369 | Feb 25 12:00 AM |
| HTGC | Fallon Thomas J | Director | Feb 17 '26 | Buy | 15.88 | 20,000 | 317,600 | 120,369 | Feb 19 12:00 AM |
| HCXY | Fallon Thomas J | Director | Feb 17 '26 | Buy | 15.88 | 20,000 | 317,600 | 120,369 | Feb 19 12:00 AM |
| HCXY | Fallon Thomas J | Director | May 08 '25 | Buy | 17.53 | 5,976 | 104,759 | 98,882 | May 09 12:00 AM |
| HTGC | Fallon Thomas J | Director | May 08 '25 | Buy | 17.53 | 5,976 | 104,759 | 98,882 | May 09 12:00 AM |
| HCXY | Fallon Thomas J | Director | Aug 06 '24 | Buy | 18.33 | 5,723 | 104,885 | 92,400 | Aug 08 12:00 AM |
| HTGC | Fallon Thomas J | Director | Aug 06 '24 | Buy | 18.33 | 5,723 | 104,885 | 92,400 | Aug 08 12:00 AM |
| HCXY | Fallon Thomas J | director: | May 12 '22 | Buy | 14.88 | 10,000 | 148,800 | 61,604 | May 13 12:00 AM |
| HTGC | Fallon Thomas J | director: | May 12 '22 | Buy | 14.88 | 10,000 | 148,800 | 61,604 | May 13 12:00 AM |
| HCXY | Fallon Thomas J | Director | May 03 '21 | Option Exercise | 16.34 | 10,000 | 163,400 | 59,937 | May 03 12:00 AM |
| HTGC | Fallon Thomas J | Director | May 03 '21 | Option Exercise | 16.34 | 10,000 | 163,400 | 59,937 | May 03 12:00 AM |
| HTGC | Fallon Thomas J | Director | Mar 15 '21 | Option Exercise | 11.44 | 15,000 | 171,600 | 64,937 | Mar 16 12:00 AM |
| HCXY | Fallon Thomas J | Director | Mar 15 '21 | Option Exercise | 11.44 | 15,000 | 171,600 | 64,937 | Mar 16 12:00 AM |